Categorization of Admitted Securities is predicated on level of compliance
NASD BLUE
These are admitted securities with a history of sound financial performance. These Issuers demonstrate a high level of corporate governance, timely disclosure of their financial statements, regular communication with shareholders and meet minimum requirements of the Securities and Exchange Commission (SEC).
| BLUE |
|---|
| WAMCO |
| UBN |
| NDEP |
| NASD |
| CSCS |
| ARM LIFE |
| AGM BANK |
| AFRILAND |
| VFD |
NASD PINK
These are admitted securities that do not comply with the minimum disclosure and reporting requirements of the SEC and NASD. Issuers under this category may not have current information available to the public.
| PINK |
|---|
| CAPPA |
| FUMMAN |
| FOODCONCEPT |
| Firsttrust Mortgage bank |
| MIXREAL |
| LIGHTFSP |
| AIR LIQ |
| IGI |
| NIPCO |
| TRUSTMB |
| FANMILK |
| CRSERVICES |
| NMRC |
| DUFIL |
NASD RED
- These are admitted securities that fail to disclose information to NASD.
| RED |
|---|
| COSTAIN |
| SPRING MORTGAGE |
| FARMS |
| VITPROD |
| GEOFLUID |
| RIGGS |
| FAMAD |
| IPIP |
| ACORN |
| PROVIDUS |
| RSOURCE |
| SWAP |
| GOLDEN |
| MASSTCOM |