Securities Categorization

Categorization of Admitted Securities is predicated on level of compliance
NASD BLUE

These are admitted securities with a history of sound financial performance. These Issuers demonstrate a high level of corporate governance, timely disclosure of their financial statements, regular communication with shareholders and meet minimum requirements of the Securities and Exchange Commission (SEC).

BLUE
11 PLC
AFRILAND PROPERTIES PLC
AIR LIQUIDE PLC
CENTRAL SECURITIES CLEARING SYSTEM PLC
FRIESLAND CAMPINA WAMCO NIGERIA PLC
NASD PLC
NIGER DELTA EXPLORATION & PRODUCTION PLC
NIGERIAN EXCHANGE GROUP PLC
UBN PROPERTY PLC
VFD GROUP PLC
NASD PINK

These are admitted securities that do not comply with the minimum disclosure and reporting requirements of the SEC and NASD. Issuers under this category may not have current information available to the public.

PINK
AG MORTGAGE BANK PLC
CAPITAL BANCORP PLC
CAPPA AND DALBERTO PLC
CR SERVICES (CREDIT BUREAU) PLC
DUFIL PRIMA FOOD PLC
FAN MILK PLC
FIRSTTRUST MORTGAGE BANK PLC
FOOD CONCEPTS PLC
FUMMAN AGRICULTURAL PRODUCT IND. PLC
INDUSTRIAL AND GENERAL INSURANCE PLC
LIGHTHOUSE FINANCIAL SERVICES PLC
NIPCO PLC
NASD RED

- These are admitted securities that fail to disclose information to NASD.

RED
ACORN PETROLEUM PLC
COSTAIN (WEST AFRICA) PLC
FAMAD NIGERIA PLC
FREE RANGE FARMS PLC
GEO-FLUIDS PLC
GOLDEN CAPTIAL PLC
INTERNATIONAL PACKAGING IND. OF NIG PLC
MASS TELECOM INNOVATION PLC
MIXTA REAL ESTATE PLC
PROVIDUS BANK PLC
RESOURCERY PLC
RIGGS VENTURES WEST AFRICA PLC
VITAL PRODUCTS PLC