Securities Categorization

Categorization of Admitted Securities is predicated on level of compliance
NASD BLUE

These are admitted securities with a history of sound financial performance. These Issuers demonstrate a high level of corporate governance, timely disclosure of their financial statements, regular communication with shareholders and meet minimum requirements of the Securities and Exchange Commission (SEC).

BLUE
WAMCO
UBN
NDEP
NASD
CSCS
ARM LIFE
AGM BANK
AFRILAND
NASD PINK

These are admitted securities that do not comply with the minimum disclosure and reporting requirements of the SEC and NASD. Issuers under this category may not have current information available to the public.

PINK
CAPPA
FUMMAN
FOODCONCEPT
AGM BANK
MIXREAL
LIGHTFSP
AIR LIQ
IGI
NIPCO
TRUSTMB
FANMILK
CRSERVICES
ALLIANZ
NMRC
DUFIL
NASD RED

- These are admitted securities that fail to disclose information to NASD.

RED
COSTAIN
SPRING MORTGAGE
FARMS
VITPROD
GEOFLUID
RIGGS
FAMAD
IPIP
ACORN
PROVIDUS
RSOURCE
SWAP
GOLDEN
MASSTCOM