Market Services

Procedures for the following market services can be found below
Inter Member Transfer:
To move investors shares under the custody of one participating institution to another:
1. Complete the Inter Member Transfer Form.
2. Submit the completed form to CSCS Plc, attaching investors mandate letter and other necessary KYC documents are requested by CSCS.
Bond Settlement:
1. Provide transaction details in Bond Schedule.
2. Forward bond schedule to NASD operations. For further clarifications, send an email to marketoperations@nasdng.com
Off Market Transactions
To initiate off market transactions
1. Complete NASD form 7a (Sell Side) and 7b (Buy Side).
2. Forward completed forms to NASD operations team attaching client mandates
For further clarifications, send an email to marketoperations@nasdng.com
Nominal Transfers
1. Refer to the NASD Rules on Nominal Transfer.
2. Complete the Nominal Transfer Form
3. Submit to NASD Operations team for further clarifications, send an email to marketoperations@nasdng.com
Detachments
1. Complete the CSCS Detachment Forms attaching clients mandates.
2. Submit to CSCS Plc for processing.
Market Numbers Data (& Historical)
1. Subscribe to the NASD Data Portal.
For further clarifications, send an email to marketoperations@nasdng.com