NASD WHISTLEBLOWER

NASD WHISTLEBLOWER

The NASD OTC Securities Exchange provides the NASD WHISTLEBLOWER platform to enable stakeholders to report any market infraction or misconduct.

Using this platform anyone ( an investor, an issuer, an authorised trader or staff of the participating institution, employee, any member of the public) can report possible violations of the securities law, rules of the NASD OTC Securities Exchange and fraud within the sphere of the activities managed by NASD.

For further assistance, contact legal@nasdng.com or marketoperations@nasdng.com

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